What is Form ADV?
Form ADV is the uniform form used by investment advisers to register with the Securities and Exchange Commission and state securities authorities. It is a public document, and we update it at least annually and whenever material information changes.
Part 1
Information about our business, ownership, clients, employees, business practices, affiliations, and any disciplinary history. Part 1 is filed with regulators and is available on the SEC's Investment Adviser Public Disclosure website.
Part 2A — Firm Brochure
A plain-English description of the services we offer, how we are paid, our investment strategies and their risks, and the conflicts of interest we have and how we address them.
Part 2B — Brochure Supplement
Information about the advisors who provide advice to you, including their education, business experience, other business activities, and how they are supervised.
Key topics covered in our brochure
- Advisory services, including financial planning and investment management
- Fees and compensation, including how fees are calculated and billed
- Types of clients we serve and any account minimums
- Methods of analysis, investment strategies, and risk of loss
- Custody of client assets and brokerage practices
- Code of ethics and personal trading
- Account reviews and client reporting
How to get a copy
We provide our Form ADV Part 2A and 2B to every client before or at the time we begin working together, and we offer a summary of material changes each year.
You may request a free copy of our current Form ADV at any time by emailing sales@afternorth.com or calling 218-262-9553.
You can also look up our firm and our advisors on the SEC's Investment Adviser Public Disclosure website.
Registration
Aldercrest Wealth Partners is a registered investment adviser. Registration does not imply a certain level of skill or training. Investing involves risk, including the possible loss of principal.
