Why we're providing this notice
Financial companies choose how they share your personal information. Federal law, including Regulation S-P, gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully.
What information we collect
The types of personal information we collect depend on the services you receive from us. This information can include:
- Your name, address, email, phone number, and date of birth
- Social Security number and government-issued identification
- Income, assets, account balances, and investment experience
- Transaction history and information from custodians, employers, and other financial institutions you authorize
- Information you provide when you complete forms or contact us through this website
How we use your information
We use the information we collect to provide financial planning and investment advisory services, to open and maintain your accounts, to process transactions, to meet our regulatory obligations, and to communicate with you about your accounts and our services.
How we share your information
We do not sell your personal information. We share it only as permitted by law, including:
- For everyday business purposes — such as processing transactions with your custodian, maintaining your accounts, or responding to court orders and legal investigations
- With service providers — who perform services on our behalf under contracts that require them to keep your information confidential
- With professionals you direct us to — such as your CPA or estate attorney, with your consent
- With regulators — when required by applicable law or regulation
We do not share your information with non-affiliated third parties for their own marketing purposes.
How we protect your information
We maintain physical, electronic, and procedural safeguards designed to protect your personal information. Access is limited to employees and service providers who need it to serve you, and we review our safeguards regularly.
Information collected on this website
When you visit this website, we may collect technical information such as your browser type, pages visited, and referring site through cookies and similar technologies. We use this information to operate and improve the site. You can disable cookies in your browser settings, though some features may not work as intended.
Information you submit through our contact or consultation forms is used only to respond to your request.
Former clients
If you close your account or end your relationship with us, we will continue to handle your information as described in this notice and retain records as required by law.
Changes to this policy
We may update this policy from time to time. We will provide clients with a copy of our privacy notice when required, and the current version will always be available on this page.
Contact us
If you have questions about this policy or how we handle your information, email sales@afternorth.com, call 218-262-9553, or write to us at 85 Broad Street, 22nd Floor
New York, NY 10004.
